Disclosures

US Disclosures

• US Privacy Statement
• Business Continuity Plan
• Customer Identification Program
• Extended Hours Trading Risk Disclosure
• FINRA and SIPC Notification
• FINRA Rule 2124 Net Orders
• FINRA Rule 5270 Disclosure
• FINRA Rule 5320 Disclosure
• Guaranteed Orders
• Investor Protection Principles
• ISE Solicited Order Mechanism
• Order Handling Disclosure
• SEC Rule 605/606
• US Client Report Disclaimer
• Retail Client Relationship Summary

Australia Disclosures

• AU Privacy Statement
• AU Client Report Disclosures

Hong Kong Disclosures

• HK Personal Information Collection Statement
• HK Client Report Disclosures

Singapore Disclosures

• SG Personal Information Collection Statement
• SG Client Report Disclosures

UK Disclosures

• UK Privacy Statement
• Pillar 3 Privacy Disclosures
• Retail Client Relationship Summary

Norway Disclosures

• Procedure for Handling of Client Complaints

General Disclaimers

• General Disclaimer
• Imagery Use